Internal Audit Capital Planning Manager

New York City, NEW YORK | 3 months
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Job Summary

New York City
Morgan Stanley

$107,908 Average salary of similar jobs | Check Salary...

Job Description

Internal Audit Capital Planning Manager
Job Number:
Posting Date
:  May 16, 2019
Primary Location
:  Americas-United States of America-New York-New York
:  Audit
Employment Type:  Full Time
Job Level:  Manager


Company Profile


Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. #LI-NH1



Department Profile


Internal Audit is responsible for validating whether the firm operates in a controlled environment with appropriate risk-management processes. Auditors evaluate the adequacy and effectiveness of the firm’s internal controls using a risk-based methodology developed from professional auditing standards. Internal Audit assists in monitoring the firm’s compliance with internal guidelines set for risk management and risk monitoring, as well as external rules and regulations governing the industry. The team reports directly to the Board Audit Committee and helps verify whether the firm meets all of its fiduciary responsibilities to shareholders, while adhering to corporate-governance standards and legal and regulatory requirements.


Internal Audit is comprised of Business, Risk and Technology auditors. Business and Risk auditors focus on understanding the risks that the businesses face and the controls to mitigate those risks. Technology auditors focus on the application controls supporting the business processes, including systems development, application security and entitlements, production management, and technology governance. Both groups are responsible for understanding, analyzing and testing the controls to protect the franchise.



Position Description


Morgan Stanley is seeking an audit professional for the Capital Planning Audit team, within the Risk Management Audit function, who will work on Capital Planning audits with coverage including Risk Identification, Scenario Design, Stress Losses, and Independent Process Validation.



Primary Responsibilities


Four to seven years of experience in financial services or Internal Audit with a preference for those with good understanding of financial products, risk management or Capital Planning experience


      A four year college degree in a business discipline (e.g., finance, economics, accounting).

     Strong control mindset and ability to identify key controls and processes as part of the audit planning cycle.

      A general understanding of the financial services industry and the associated regulatory environment.

      Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong analytical, interpersonal, team-working and communication skills.

     CPA, CIA, and/or FRM qualifications a plus*LI-ND1




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