Testing Specialist

Full Time | Charlotte, NORTH CAROLINA | 30 days

Job Summary

Full Time
Charlotte
Bank of America

Job Description


Job Description:

The Testing Specialist (Trade Surveillance) conducts independent transactional and process testing on a team in support of needs identified by Compliance and Operational Risk Officers. The Testing Specialist is accountable for quality testing execution, reporting and analysis of results. This role may participate in test script development and test design. The Testing Specialist contributes to the identification of themes and trends at the front line unit, control function and enterprise level. This role is an individual contributor in the Test Execution function.

This role is responsible for testing execution of tests and surveillances aligned to the Global Wealth & Investment Management (GWIM) division. Daily interaction occurs with senior compliance and supervisory management. The Testing Specialist, under supervision, conducts independent transactional and process testing on a team in support of needs identified by Compliance and Operational Risk Officers. A test is defined in the Independent Testing Enterprise Policy as “an independent point-in-time examination of one or more processes, controls, policies and procedures or data sources utilized for managing risk to assess the effectiveness of the control environment. A test is focused on answering a specific objective and has a pre-defined pass/fail criteria.” Compliance testing may include activities such as automated surveillance and transaction level testing. The Testing Specialist is accountable for quality testing execution, reporting and analysis of results. This role may participate in test script development and test design. The Testing Specialist contributes to the identification of themes and trends at the front line unit, control function and enterprise level. This role is an individual contributor in the Test Execution function.


Degree Required: Bachelor’s Degree

5+ years in Broker Dealer Surveillance

Excellent understanding of business, markets and products
Ability to handle multiple projects in a dynamic environment
Knowledge of specific regulatory environments and trading markets.

Desired skills; S7, 63,24


Posting Date: 08/11/2019

Location:
Jersey City, NJ, 525 Washington Blvd (NJ2525),
Charlotte, NC, BANK OF AMERICA CORPORATE CENTER, 100 N TRYON ST,
- United States

Travel: No


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